NORA BARRY FISCHER, District Judge.
Plaintiff Patricia Manfred brings this action individually and as Administratrix of the Estate of Joseph J. Gray, her deceased son, alleging wrongful death and survival claims against both remaining Defendants.
On October 21, 2010, Harry McIntosh, a certified locomotive engineer employed by
At some point after identifying that Gray was walking within the gauge of the track, McIntosh sounded the train's horn. (Id. at ¶ 10). At no time did Gray attempt to leave the gauge of the track or respond in any manner to the train's horn. (Id. at ¶ 20; Docket No. 40-1 Ex. 4). McIntosh sounded the horn for 9.1 seconds. (Docket No. 40 at ¶ 30). Four to five seconds into the sounding of the horn, an "Engineer Initiated Emergency" of the brakes was made. (Id.). It took the train 24 seconds and 975 feet to come to a complete stop once the emergency brake was applied. (Docket No. 44 at ¶ 38). Unfortunately, the train did not stop in time, fatally striking Gray. (Docket No. 40 at ¶ 22; Docket No. 40-1 Ex. 4).
After coming to a complete stop, McIntosh exited the cab of the locomotive to assess the situation. (Docket No. 40 at ¶ 23). Gray was not on the front of the locomotive, but McIntosh did find earbud headphones hanging on the left side of the locomotive.
The relevant section of track was a class 3 track, meaning that the maximum allowable operating speed for passenger trains is 60 miles per hour. (Id. at ¶ 29 (citing 49 C.F.R. § 213.9)). At no time did the train's speed exceed the maximum allowable speed for passenger trains on this section of the track. (Id. at ¶ 31).
"The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." FED.R.CIV.P. 56(a). Under Rule 56, a district court must enter summary judgment against a party "who fails to make a showing sufficient to establish the existence of an element essential
When a non-moving party would have the burden of proof at trial, the moving party has no burden to negate the opponent's claim. Id. The moving party need not produce any evidence showing the absence of a genuine issue of material fact. Id. at 325, 106 S.Ct. 2548. "Instead, ... the burden on the moving party may be discharged by `showing' — that is, pointing out to the district court — that there is an absence of evidence to support the non-moving party's case." Id. After the moving party has satisfied this low burden, the nonmoving party must provide facts showing that there is a genuine issue for trial to avoid summary judgment. Id. at 324, 106 S.Ct. 2548. "Rule 56(e) permits a proper summary judgment motion to be opposed by any of the kinds of evidentiary materials listed in Rule 56(c), except the mere pleadings themselves." Id.
In considering these evidentiary materials, "courts are required to view the facts and draw reasonable inferences in the light most favorable to the party opposing the summary judgment motion." Scott v. Harris, 550 U.S. 372, 378, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007) (internal quotation marks and alterations omitted). "Credibility determinations, the weighing of the evidence, and the drawing of legitimate inferences from the facts are jury functions, not those of a judge, whether he is ruling on a motion for summary judgment or for a directed verdict." Anderson, 477 U.S. at 255, 106 S.Ct. 2505. To that end, the Third Circuit has noted that "depositions are `one of the best forms of evidence for supporting or opposing a summary-judgment motion,' and that affidavits, not being subject to cross-examination, `are likely to be scrutinized carefully by the court to evaluate their probative value.'" In re CitX Corp., Inc., 448 F.3d 672, 679 (3d Cir.2006) (quoting 10A CHARLES ALAN WRIGHT, ARTHUR R. MILLER & MARY KAY KANE, FEDERAL PRACTICE AND PROCEDURE § 2722, at 373, 379 (3d ed.1998)). Even inconsistencies within a Plaintiff's deposition may "cast[] doubt on the plaintiff's story" and "are matters ultimately useful in determining the plaintiff's credibility," but they "are not proper considerations on a motion for summary judgment." Chatman v. City of Johnstown, PA., 131 Fed. Appx.18, 20 (3d Cir.2005). "In considering a motion for summary judgment, a district court may not make credibility determinations or engage in any weighing of the evidence; instead, the non-moving party's evidence `is to be believed and all justifiable inferences are to be drawn in his favor.'" Marino v. Indus. Crating Co., 358 F.3d 241, 247 (3d Cir.2004) (quoting Anderson, 477 U.S. at 255, 106 S.Ct. 2505).
The parties do not contest the applicability of Pennsylvania law to this action, as all relevant events occurred within the Commonwealth.
Defendants argue that summary judgment should be entered in their favor on liability because Gray was a trespasser and
The Pennsylvania Superior Court has held that "[g]enerally, the determination of whether an individual is an invitee, licensee, or trespasser is one of fact for the jury. Where the evidence is insufficient to support an issue, however, it may be appropriate for the court to remove that issue from the jury." Palange v. Phila. Law Dept., 433 Pa.Super. 373, 640 A.2d 1305, 1307 (1994). The Pennsylvania Railroad Civil Immunity Statute defines a "trespasser" as "[a] person who enters onto railroad property without any right, lawful authority or the express consent of the railroad." 42 Pa.C.S.A. § 8339.1(c). Consistent with that definition, the Pennsylvania Supreme Court has cited and applied, though never officially adopted, the Second Restatement's definition, under which a trespasser is "a person who enters or remains upon land in the possession of another without a privilege to do so created by the possessor's consent or otherwise." RESTATEMENT (SECOND) OF TORTS § 329 (1965); see also Rossino v. Kovacs, 553 Pa. 168, 718 A.2d 755, 756-57 (1998). Additionally, the Third Circuit, applying Pennsylvania common law, has held that "[m]ere acquiescence to trespassing does not alter an entrant's status," so that "a foreseeable trespasser is still a trespasser." Estate of Zimmerman v. Se. Pa. Transp. Auth., 168 F.3d 680, 686 (3d Cir. 1999).
The Railroad Civil Immunity Statute provides the following relating to the duty of care owed to a trespasser:
42 Pa.C.S.A. § 8339.1.
This statute affirms the well-settled principle that "[i]n Pennsylvania, a trespasser
Plaintiff cites Franc v. Pa. R.R., to argue that the Defendant's duty of care was higher here than in a typical trespasser case because:
(a) the condition:
424 Pa. 99, 225 A.2d 528, 529 (1967) (citing RESTATEMENT OF TORTS, § 335).
Applying Franc would contradict the rule in Zimmerman that foreseeability does not subject railroad companies to a higher duty of care. 168 F.3d at 686. Franc is also factually distinguishable from the instant case because, rather than being struck by a train, the plaintiff in Franc fell through a defective bridge belonging to the railroad company. 225 A.2d at 528. Indeed, logically, it does not appear that the Franc test could ever apply to a case involving a train crash, because it would be impossible to say that a train on active tracks is "of such a nature that [the owner] has reason to believe that such trespassers will not discover it." Id. at 529. Rather, the test only seems to apply to cases, like Franc, where the harm was from a failure to maintain the actual property, as opposed to the operation of trains. 225 A.2d at 528. In fact, Franc's plurality opinion distinguishes the applicability of Falchetti v. Pa. R.R. Co., 307 Pa. 203, 160
Defendants offer several other reasons for not relying upon Franc to place a higher duty upon them in this case. First, Franc is a plurality opinion and, therefore, is not binding precedent.
In addition to Franc, Plaintiff cites Francis v. B & O R.R. Co., 247 Pa. 425, 93 A. 490 (1915), for the proposition that "a minor trespassing pedestrian who followed a longitudinal path along a railroad track and was struck by a train was able to recover, when it could be shown that the railroad knew, or should have known, of the public's usage." (Docket No. 48 at p. 7). Defendants correctly point out two problems with Plaintiff's reliance on same. First, there is no evidence of record that Defendants knew, or should have known, of sufficient usage of the tracks by the public prior to the incident
Second, in several subsequent cases, the Pennsylvania Supreme Court has held that no such longitudinal permissive way exists. See e.g., Davies v. Del. L & W R. Co., 370 Pa. 180, 87 A.2d 183 (1952); Conn v. Pa. R. Co., 288 Pa. 494, 136 A. 779 (1927); Gray v. Pa. R. Co., 293 Pa. 28, 141 A. 621 (1928). Defendants specifically rely on Gray, which refused to find the existence of a longitudinal permissive way based on testimony that failed to define a specific area where the alleged permissive way existed. 141 A. at 622. Ultimately, even if Pennsylvania recognizes the existence of a longitudinal permissive way, the facts of record, viewed most favorably to Plaintiff, are legally insufficient to support a finding that one existed at the scene of the accident, as there is no evidence defining the specific area of the alleged permissive way or that Defendants had notice of same prior to the accident.
Accordingly, the Court finds that, based upon the facts of record, no reasonable juror could conclude anything but that Gray was a trespasser as a matter of law. Under the Third Circuit's holding in Zimmerman, even if it were foreseeable that
Having established that Gray was a trespasser, the Court must determine whether Defendants' actions amounted to willful or wanton misconduct. 42 Pa. C.S.A. § 8339.1. Initially, as Plaintiff has not alleged any facts indicating that Defendants or their agent McIntosh intended that the accident occur or were substantially certain it would ensue, Defendants cannot be liable for willful misconduct as a matter of law. See Evans, 212 A.2d at 443.
The Pennsylvania Supreme Court has held that a defendant will be liable for wanton misconduct where he does not take reasonable care to avoid an accident from the moment he realizes that a party is in a position of peril, and that the mere fact that the defendant failed to prevent the accident does not mean that the defendant failed to use reasonable care. Moss v. Reading Co., 418 Pa. 598, 212 A.2d 226 (1965). Generally, the question of whether the defendant acted with reasonable care to avoid an accident would be a question of fact for the jury. E.g., Sturdevant v. Erie, 458 F.2d 1214 (3d Cir.1972); Goss v. Baltimore, 355 F.2d 649 (3d Cir.1966); Francis v. B & O. R.R., 247 Pa. 425, 93 A. 490 (1915). However, both state and federal courts have, at times, decided the issue as a matter of law. E.g., Barr v. Consolidated Rail Corp., 1999 WL 554598 (E.D.Pa. 1999) (granting Defendant railroad's Motion for Summary Judgment); Cage v. New York Cent. R.R. Co., 276 F.Supp. 778, 791 (granting Defendant's motion for J.N.O.V.); cf. Moss, 212 A.2d at 229 (affirming nonsuit entered after the close of Plaintiff's case in a bench trial).
In Moss, the defendant engineer first saw the victim 1,500 feet away, across the roadbed, with two sets of railroad tracks between decedent and that of the moving train. 212 A.2d at 227. The engineer began to blow the train's whistle when the victim began to cross the first set of tracks, but the engineer did not deploy the emergency brake because he believed that the victim would stop on the center track to let the train pass. Id. at 228. The engineer deployed the emergency brake when the victim stepped off of the center track towards the track on which the train was travelling, but failed to stop the train in time to avoid the collision. Id. The Court held that the engineer did not have a duty to deploy the emergency brake when the victim failed to respond to the train whistle because the engineer "had every right to believe that a man, walking diagonally across the tracks toward an oncoming train with its headlight full beam and emitting warning whistle blasts, would stop at the center track, letting the train pass, rather than walk directly into its line of travel." Id. The Court found as a matter of law that the defendant had not acted willfully and wantonly because he had no duty to deploy the brake until he knew the victim was in a position of peril — that is when he stepped off the center track towards the track on which the train was. Id.
Plaintiff's main argument is that, according to its expert report,
Plaintiff claims that, based on the expert report, had McIntosh activated the emergency brake two seconds before he sounded the horn — within range of when the report contends Gray should have been visible — the impact could have been avoided. (Docket No. 44 at ¶ 41). Plaintiff further claims that if he had activated the brake when he sounded the horn the impact would have been survivable. (Id.). Initially, Conti admitted that this second position is "total speculation." (Docket No. 45-8 at 213:6-25). Further, as noted, Pennsylvania law does not countenance either of these views, requiring a locomotive engineer in such a situation to apply brakes only after it becomes apparent that a potential victim is not responding to the train's horn.
Additionally, according to Plaintiff, if McIntosh had applied non-emergency braking when he allegedly first could have observed something on the tracks, there would have been time to observe Gray, blow the horn, and ultimately apply emergency braking. (Docket No. 44 at ¶ 42). However, in view of the case law, McIntosh simply did not have a duty to apply braking of any kind until after he determined that Gray was not vacating the tracks based on the sounding of the train's horn. See, e.g., Moss, 212 A.2d at 228-29.
As noted, Plaintiff's expert report indicates that McIntosh should have been able to see an individual on the tracks from approximately 1,757 feet (about 1/3 of a mile) from the point of impact. (Docket No. 44 at ¶ 8; Docket No. 45-2 at 18). This would mean that McIntosh theoretically could have seen Gray 21 seconds before impact, which was approximately 13 seconds before he sounded the horn. (Docket No. 44 at ¶ 8). In his deposition, McIntosh testified that he first saw Gray when he was "near" the "A Station" on the East Busway, which is — consistent with the expert report — approximately 1,757 feet from the accident site; however, he does not define "near." (Id.; Docket No. 45-5 at 90:21-91:10).
McIntosh's unequivocal testimony is that he saw "something on the tracks." (Docket No. 45-5 at 39:8). "It took a second, maybe two, not more, to identify what [he] saw." (Id. at 39:8-9). "As soon as [he] identified that it was a person walking in the tracks, [he] blew the horn at them." (Id. at 39:13-15). "[I]t was very clear in a very few seconds that the normal response was not happening in this case." (Id. at 39:20-22). Accordingly, he "placed the train in emergency and [he] continued to blow [the train's horn] at the subject until the accident occurred." (Id. at 39:20-24). Much of that course of events is corroborated by the factual record before the Court, including the data table from the event recorder. (See Docket No. 40-1 at 48-54).
McIntosh saw Gray on the tracks. (Docket No. 45-5 at 39:8-9). He sounded the train's horn. (Id. 45-5 at 39:13-15). When Gray did not respond, McIntosh engaged the train's emergency brake. (Id. at 39:20-24). While the outcome of this accident was, undoubtedly, tragic, based on the controlling case law, it is clear that this is simply not willful or wanton behavior in breach of a duty imposed by Pennsylvania
The Supreme Court of the United States has held that federal law preempts state common law actions based on excessive train speed. CSX Transp., Inc. v. Easterwood, 507 U.S. 658, 674, 113 S.Ct. 1732, 123 L.Ed.2d 387 (1993). The Court further held that compliance with the Federal Railroad Administration's speed limit, codified at 49 C.F.R. § 213.9(a), precludes the imposition of liability under a state law claim for excessive speed under the circumstances and conditions existing along a particular class of track. Id.
The speed limit at issue in this case is 60 miles per hour for a passenger train on a class 3 track, and there is no evidence that Defendant's train ever exceeded that limit.
The Pennsylvania Supreme Court has held that a railroad has no duty to fence off its right of way. Malischewski Pa. R.R. Co., 356 Pa. 554, 52 A.2d 215 (1947). The Pennsylvania Superior Court has further found that a company has no duty to "take precautions against any class of persons who may walk on and along their tracks." Leithold v. Phila. & Reading Ry. Co., 47 Pa.Super. 137, 145-46 (1910). This rule is based partially on a policy that "[t]he danger of entry on such tracks of defendant was obvious." Noonan v. Pennsylvania R.R. Co., 128 Pa.Super. 497, 194 A. 212, 215 (1937); see also Laurie v. Nat'l Passenger R.R. Corp., 105 Fed.Appx. 387, 390-91 (3d Cir.2004).
Plaintiff argues that Leithold only holds that the railroad does not need to "erect impassable barriers along every foot of its right of way," and therefore does not apply here because Plaintiff is not arguing the company had a duty to fence its entire right of way. (Docket No. 48 at 10; 47 Pa.Super. at 144 (emphasis added)). Instead, Plaintiff asks that the Court apply Franc v. Pa. R.R. Co., and hold that the railroad had a duty to eliminate the peril of which it has actual knowledge. 225 A.2d at 529. This argument fails because of the reasoning enunciated in Noonan, which is the same as why Franc does not apply to McIntosh's failure to slow or stop the train. Where the "dangerous condition" is the possibility of a train on active railroad tracks, that danger is too obvious to say that it is "of such a nature that [the owner] has reason to believe that such trespassers will not discover it." Franc, 225 A.2d at 529. Further, while Franc is a plurality opinion, the Pennsylvania Supreme Court has subsequently stated that "it long has been held that a railroad has no duty to erect fences on its right-of-way to deter trespassers," so its applicability as to this point remains sound. Scarborough v. Lewis, 523 Pa. 30, 565 A.2d 122, 126 (1989).
Having determined that Defendants are not liable in this case, they clearly cannot be required to pay punitive damages. However, as Defendants raised the issue, the Court will summarily address it.
The Pennsylvania Supreme Court has held that punitive damages may not be awarded for negligence or gross negligence. Phillips v. Cricket Lighters, 584 Pa. 179, 883 A.2d 439, 445 (2005). Rather, such damages are only appropriate where the Defendant has acted with "willful, wanton, or reckless conduct." Hutchison v. Luddy, 582 Pa. 114, 870 A.2d 766, 770 (2005).
Because punitive damages are only allowable where the defendant has acted with willful, wanton, or reckless conduct, and the Court has held that Defendants did not so act in this case, punitive damages are precluded as a matter of law. See id.
Based on the foregoing, Defendant's Motion for Summary Judgment is granted. An appropriate Order follows.